Helen Rankin Butler - 01 Oct 2021 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Issuer symbol
HY
Transactions as of
01 Oct 2021
Net transactions value
$0
Form type
4
Filing time
05 Oct 2021, 14:19:48 UTC
Previous filing
06 Jul 2021
Next filing
17 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Award $0 +522 +1.6% $0.000000 33,125 01 Oct 2021 spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust. F1, F2
holding HY Class A Common Stock 1,743 01 Oct 2021 Child's proportionate partnership interest shares held by AMR Associates LP F2
holding HY Class A Common Stock 4,825 01 Oct 2021 Serves as Trustee of JCB 2020 GST trust fbo Clara Butler F3
holding HY Class A Common Stock 9,052 01 Oct 2021 child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P F2
holding HY Class A Common Stock 461 01 Oct 2021 child's proportionate interests held in shares in Rankin Associates V F2
holding HY Class A Common Stock 634 01 Oct 2021 Child's proportionate interest in shares held by Rankin Associates VI F2
holding HY Class A Common Stock 4,513 01 Oct 2021 held in Trust for the benefit of Reporting Person's child F2
holding HY Class A Common Stock 1,743 01 Oct 2021 Child's proportionate partnership interest shares held by AMR Associates LP F2
holding HY Class A Common Stock 4,825 01 Oct 2021 Serves as Trustee of JCB 2020 GST trust fbo Griffin Butler F4
holding HY Class A Common Stock 9,208 01 Oct 2021 child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P F2
holding HY Class A Common Stock 461 01 Oct 2021 child's proportionate interests held in shares in Rankin Associates V F2
holding HY Class A Common Stock 634 01 Oct 2021 Child's proportionate interest in shares held by Rankin Associates VI F2
holding HY Class A Common Stock 4,357 01 Oct 2021 held in trust for the benefit of Reporting Person's child F2
holding HY Class A Common Stock 191,748 01 Oct 2021 proportionate partnership interest shares held by AMR Associates LP
holding HY Class A Common Stock 8,228 01 Oct 2021 Serves as Trustee of BTR 2020 GST trust fbo Helen Butler
holding HY Class A Common Stock 18,761 01 Oct 2021 proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
holding HY Class A Common Stock 32,912 01 Oct 2021 proportionate limited partnership interests in shares held by Rankin Associates IV, L.P.
holding HY Class A Common Stock 146 01 Oct 2021 Reporting person's proportionate interest in shares held by Rankin Associates VI
holding HY Class A Common Stock 120,728 01 Oct 2021 held by Trust for the benefit of Reporting Person
holding HY Class A Common Stock 2,800 01 Oct 2021 Individual Retirement Account for the benefit of the Reporting Person's spouse F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HY Class B Common Stock 2,033 01 Oct 2021 Class A Common Stock 2,033 Child's proportionate partnership interest shares held by AMR Associates LP F5
holding HY Class B Common Stock 4,054 01 Oct 2021 Class A Common Stock 4,054 Trustee of trust fbo daughter. Reflects proportionate interest held in shares in Rankin Assoc II F6, F7, F8, F9
holding HY Class B Common Stock 9,052 01 Oct 2021 Class A Common Stock 9,052 child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P F2, F5
holding HY Class B Common Stock 3,683 01 Oct 2021 Class A Common Stock 3,683 held by Trust for the benefit of Reporting Person's child F5
holding HY Class B Common Stock 2,033 01 Oct 2021 Class A Common Stock 2,033 Child's proportionate partnership interest shares held by AMR Associates LP F5
holding HY Class B Common Stock 4,055 01 Oct 2021 Class A Common Stock 4,055 Trustee of trust fbo son. Reflects proportionate interest held in shares in Rankin Assoc II F10, F11, F12, F13
holding HY Class B Common Stock 9,208 01 Oct 2021 Class A Common Stock 9,208 child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P F2, F5
holding HY Class B Common Stock 3,527 01 Oct 2021 Class A Common Stock 3,527 held by trust for the benefit of Reporting Person's child F2, F5
holding HY Class B Common Stock 102,599 01 Oct 2021 Class A Common Stock 102,599 proportionate partnership interest shares held by AMR Associates LP F5
holding HY Class B Common Stock 11,932 01 Oct 2021 Class A Common Stock 11,932 Serves as Trustee of BTR 2020 GST trust fbo Helen Butler F14, F15, F16
holding HY Class B Common Stock 33,560 01 Oct 2021 Class A Common Stock 33,560 proportionate limited partnership interest in shares held by Rankin Associates I, L.P. F5
holding HY Class B Common Stock 52,144 01 Oct 2021 Class A Common Stock 52,144 proportionate limited partnership interests in shares held by Rankin Associates IV, L.P. F5
holding HY Class B Common Stock 58,586 01 Oct 2021 Class A Common Stock 58,586 Held by Trust for the benefit of Reporting Person F5
holding HY Class B Common Stock 2,800 01 Oct 2021 Class A Common Stock 2,800 Individual Retirement Account for the benefit of the Reporting Person's spouse F2, F5
holding HY Class B Common Stock 17,262 01 Oct 2021 Class A Common Stock 17,262 spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust. F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
F2 Reporting Person disclaims beneficial ownership of all such shares.
F3 Reporting Person disclaims beneficial ownership of all such shares.
F4 Reporting Person disclaims beneficial ownership of all such shares.
F5 N/A
F6 N/A
F7 N/A
F8 N/A
F9 Reporting Person disclaims beneficial ownership of all such shares.
F10 N/A
F11 N/A
F12 N/A
F13 Reporting Person disclaims beneficial ownership of all such shares.
F14 N/A
F15 N/A
F16 N/A