Helen Rankin Butler - Oct 1, 2021 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Stock symbol
HY
Transactions as of
Oct 1, 2021
Transactions value $
$0
Form type
4
Date filed
10/5/2021, 02:19 PM
Previous filing
Jul 6, 2021
Next filing
Dec 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Award $0 +522 +1.6% $0.00 33.1K Oct 1, 2021 spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust. F1, F2
holding HY Class A Common Stock 1.74K Oct 1, 2021 Child's proportionate partnership interest shares held by AMR Associates LP F2
holding HY Class A Common Stock 4.83K Oct 1, 2021 Serves as Trustee of JCB 2020 GST trust fbo Clara Butler F3
holding HY Class A Common Stock 9.05K Oct 1, 2021 child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P F2
holding HY Class A Common Stock 461 Oct 1, 2021 child's proportionate interests held in shares in Rankin Associates V F2
holding HY Class A Common Stock 634 Oct 1, 2021 Child's proportionate interest in shares held by Rankin Associates VI F2
holding HY Class A Common Stock 4.51K Oct 1, 2021 held in Trust for the benefit of Reporting Person's child F2
holding HY Class A Common Stock 1.74K Oct 1, 2021 Child's proportionate partnership interest shares held by AMR Associates LP F2
holding HY Class A Common Stock 4.83K Oct 1, 2021 Serves as Trustee of JCB 2020 GST trust fbo Griffin Butler F4
holding HY Class A Common Stock 9.21K Oct 1, 2021 child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P F2
holding HY Class A Common Stock 461 Oct 1, 2021 child's proportionate interests held in shares in Rankin Associates V F2
holding HY Class A Common Stock 634 Oct 1, 2021 Child's proportionate interest in shares held by Rankin Associates VI F2
holding HY Class A Common Stock 4.36K Oct 1, 2021 held in trust for the benefit of Reporting Person's child F2
holding HY Class A Common Stock 192K Oct 1, 2021 proportionate partnership interest shares held by AMR Associates LP
holding HY Class A Common Stock 8.23K Oct 1, 2021 Serves as Trustee of BTR 2020 GST trust fbo Helen Butler
holding HY Class A Common Stock 18.8K Oct 1, 2021 proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
holding HY Class A Common Stock 32.9K Oct 1, 2021 proportionate limited partnership interests in shares held by Rankin Associates IV, L.P.
holding HY Class A Common Stock 146 Oct 1, 2021 Reporting person's proportionate interest in shares held by Rankin Associates VI
holding HY Class A Common Stock 121K Oct 1, 2021 held by Trust for the benefit of Reporting Person
holding HY Class A Common Stock 2.8K Oct 1, 2021 Individual Retirement Account for the benefit of the Reporting Person's spouse F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HY Class B Common Stock 2.03K Oct 1, 2021 Class A Common Stock 2.03K Child's proportionate partnership interest shares held by AMR Associates LP F5
holding HY Class B Common Stock 4.05K Oct 1, 2021 Class A Common Stock 4.05K Trustee of trust fbo daughter. Reflects proportionate interest held in shares in Rankin Assoc II F6, F7, F8, F9
holding HY Class B Common Stock 9.05K Oct 1, 2021 Class A Common Stock 9.05K child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P F2, F5
holding HY Class B Common Stock 3.68K Oct 1, 2021 Class A Common Stock 3.68K held by Trust for the benefit of Reporting Person's child F5
holding HY Class B Common Stock 2.03K Oct 1, 2021 Class A Common Stock 2.03K Child's proportionate partnership interest shares held by AMR Associates LP F5
holding HY Class B Common Stock 4.06K Oct 1, 2021 Class A Common Stock 4.06K Trustee of trust fbo son. Reflects proportionate interest held in shares in Rankin Assoc II F10, F11, F12, F13
holding HY Class B Common Stock 9.21K Oct 1, 2021 Class A Common Stock 9.21K child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P F2, F5
holding HY Class B Common Stock 3.53K Oct 1, 2021 Class A Common Stock 3.53K held by trust for the benefit of Reporting Person's child F2, F5
holding HY Class B Common Stock 103K Oct 1, 2021 Class A Common Stock 103K proportionate partnership interest shares held by AMR Associates LP F5
holding HY Class B Common Stock 11.9K Oct 1, 2021 Class A Common Stock 11.9K Serves as Trustee of BTR 2020 GST trust fbo Helen Butler F14, F15, F16
holding HY Class B Common Stock 33.6K Oct 1, 2021 Class A Common Stock 33.6K proportionate limited partnership interest in shares held by Rankin Associates I, L.P. F5
holding HY Class B Common Stock 52.1K Oct 1, 2021 Class A Common Stock 52.1K proportionate limited partnership interests in shares held by Rankin Associates IV, L.P. F5
holding HY Class B Common Stock 58.6K Oct 1, 2021 Class A Common Stock 58.6K Held by Trust for the benefit of Reporting Person F5
holding HY Class B Common Stock 2.8K Oct 1, 2021 Class A Common Stock 2.8K Individual Retirement Account for the benefit of the Reporting Person's spouse F2, F5
holding HY Class B Common Stock 17.3K Oct 1, 2021 Class A Common Stock 17.3K spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust. F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
F2 Reporting Person disclaims beneficial ownership of all such shares.
F3 Reporting Person disclaims beneficial ownership of all such shares.
F4 Reporting Person disclaims beneficial ownership of all such shares.
F5 N/A
F6 N/A
F7 N/A
F8 N/A
F9 Reporting Person disclaims beneficial ownership of all such shares.
F10 N/A
F11 N/A
F12 N/A
F13 Reporting Person disclaims beneficial ownership of all such shares.
F14 N/A
F15 N/A
F16 N/A