Jed A. Plafker - 13 Dec 2021 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
Executive Vice President
Signature
/s/ Virginia Rosas, Attorney-in-Fact
Issuer symbol
BEN
Transactions as of
13 Dec 2021
Net transactions value
+$185,237
Form type
4
Filing time
14 Dec 2021, 14:46:59 UTC
Previous filing
03 Dec 2021
Next filing
15 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Award $185,237 +5,429 +3.8% $34.12 147,625 13 Dec 2021 Direct F1, F2
holding BEN Common Stock, par value $.10 579 13 Dec 2021 By 401(k) F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 13, 2021, the Reporting Person was granted a restricted stock unit award.
F2 Of the amount of securities beneficially owned, 70,434 shares represent unvested restricted stock and stock unit awards.
F3 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 31, 2021.