Jed A. Plafker - 01 Dec 2021 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)

Signature
/s/ Virginia Rosas, Attorney-in-Fact
Issuer symbol
BEN
Transactions as of
01 Dec 2021
Net transactions value
-$283,230
Form type
4
Filing time
03 Dec 2021, 13:24:34 UTC
Previous filing
10 Nov 2021
Next filing
14 Dec 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Tax liability $283,230 -8,901 -5.9% $31.82 142,196 01 Dec 2021 Direct F1
holding BEN Common Stock, par value $.10 579 01 Dec 2021 By 401(k) F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Of the amount of securities beneficially owned, 65,005 shares represent unvested restricted stock and stock unit awards.
F2 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 31, 2021.