Robert E. Guest - Dec 9, 2021 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
Director
Signature
/s/ Robert E. Guest
Stock symbol
EFSC
Transactions as of
Dec 9, 2021
Transactions value $
$0
Form type
4
Date filed
12/13/2021, 12:56 PM
Previous filing
Jul 13, 2021
Next filing
Jul 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding EFSC Common Stock 7K Dec 9, 2021 Direct
holding EFSC Common Stock 8.22K Dec 9, 2021 Spouse Ira
holding EFSC Common Stock 73.1K Dec 9, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFSC Phantom Stock Award $0 +351 +18.99% $0.00 2.2K Dec 9, 2021 Common Stock 351 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held jointly with spouse.
F2 Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
F3 Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.
F4 Represents shares issued under the Non-Management Director Stock Plan.