Robert E. Guest - Jul 9, 2021 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
Director
Signature
/s/ Robert E. Guest
Stock symbol
EFSC
Transactions as of
Jul 9, 2021
Transactions value $
$0
Form type
4
Date filed
7/13/2021, 11:36 AM
Next filing
Dec 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding EFSC Common Stock 7K Jul 9, 2021 Direct
holding EFSC Common Stock 8.22K Jul 9, 2021 Spouse Ira
holding EFSC Common Stock 73.1K Jul 9, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFSC Phantom Stock Award $0 +1.85K $0.00 1.85K Jul 9, 2021 Common Stock 1.85K Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held jointly with spouse.
F2 Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
F3 Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.
F4 Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan.