Anna Marrs - 24 Nov 2021 Form 4 Insider Report for AMERICAN EXPRESS CO (AXP)

Role
Group Pres., GCS and CFR
Signature
/s/ Kristina V. Fink, attorney-in-fact
Issuer symbol
AXP
Transactions as of
24 Nov 2021
Net transactions value
-$2,251,723
Form type
4
Filing time
29 Nov 2021, 13:51:59 UTC
Previous filing
02 Nov 2021
Next filing
02 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXP Common Stock Options Exercise $2,216,092 +21,572 +206% $102.73 32,069 24 Nov 2021 Direct
transaction AXP Common Stock Sale $3,403,854 -19,880 -62% $171.22 12,189 24 Nov 2021 Direct F1
transaction AXP Common Stock Sale $1,063,961 -6,214 -51% $171.22 5,975 24 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXP Employee Stock Option (Right to Buy) Options Exercise $0 -21,572 -100% $0.000000* 0 24 Nov 2021 Common Stock 21,572 $102.73 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise.