Anna Marrs - 31 Oct 2021 Form 4 Insider Report for AMERICAN EXPRESS CO (AXP)

Role
Group Pres., GCS and CFR
Signature
/s/ Kristina V. Fink, attorney-in-fact
Issuer symbol
AXP
Transactions as of
31 Oct 2021
Net transactions value
+$1,824,169
Form type
4
Filing time
02 Nov 2021, 18:30:48 UTC
Next filing
29 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXP Common Stock Award $3,748,782 +21,572 $173.78 21,572 31 Oct 2021 Direct F1
transaction AXP Common Stock Tax liability $2,260,356 -13,007 -60% $173.78 8,565 31 Oct 2021 Direct F2
transaction AXP Common Stock Award $845,787 +4,867 +57% $173.78 13,432 31 Oct 2021 Direct F3
transaction AXP Common Stock Tax liability $510,044 -2,935 -22% $173.78 10,497 31 Oct 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXP Employee Stock Option (Right to Buy) Award $0 +21,572 $0.000000 21,572 31 Oct 2021 Common Stock 21,572 $102.73 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in October 2018 and have vested based on the Company's 2018-20 average return on equity performance.
F2 The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3 Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person on October 2018 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.
F4 The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in October 2018. These options became exercisable on October 31, 2021.