David W. Gibbs - 15 Nov 2021 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
Chief Executive Officer, Director
Signature
/s/ M. Gayle Hobson, POA
Issuer symbol
YUM
Transactions as of
15 Nov 2021
Net transactions value
-$177,650
Form type
4
Filing time
16 Nov 2021, 09:28:09 UTC
Previous filing
18 Oct 2021
Next filing
29 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $102,175 +2,227 +11% $45.88 22,255 15 Nov 2021 Direct F1
transaction YUM Common Stock Disposed to Issuer $102,180 -816 -3.7% $125.22 21,439 15 Nov 2021 Direct F1
transaction YUM Common Stock Sale $177,645 -1,411 -6.6% $125.90 20,028 15 Nov 2021 Direct F1
holding YUM Common Stock 39,499 15 Nov 2021 Trust - DWG
holding YUM Common Stock 26,394 15 Nov 2021 Trust SJG

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Stock Appreciation Right Options Exercise $0 -2,227 -33% $0.000000 4,454 15 Nov 2021 Common Stock 2,227 $45.88 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to 10b5-1 Plan
F2 Vesting occurs on a quarterly basis beginning one year from grant date.