David W. Gibbs - Oct 15, 2021 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
Chief Executive Officer, Director
Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
Oct 15, 2021
Transactions value $
-$177,918
Form type
4
Date filed
10/18/2021, 10:07 AM
Previous filing
Oct 5, 2021
Next filing
Nov 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $102K +2.23K +11.12% $45.88 22.3K Oct 15, 2021 Direct F1
transaction YUM Common Stock Disposed to Issuer -$102K -818 -3.68% $125.05 21.4K Oct 15, 2021 Direct F1
transaction YUM Common Stock Sale -$178K -1.41K -6.57% $126.19 20K Oct 15, 2021 Direct F1
holding YUM Common Stock 39.5K Oct 15, 2021 Trust - DWG
holding YUM Common Stock 26.4K Oct 15, 2021 Trust SJG

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Stock Appreciation Right Options Exercise $0 -2.23K -25% $0.00 6.68K Oct 15, 2021 Common Stock 2.23K $45.88 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to 10b5-1 Plan
F2 Vesting occurs on a quarterly basis beginning one year from grant date.