Francis M. Fetsko - 09 Nov 2021 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role
EVP, COO, CFO & Treasurer
Signature
/s/ Francis M. Fetsko
Issuer symbol
TMP
Transactions as of
09 Nov 2021
Net transactions value
+$287,681
Form type
4
Filing time
12 Nov 2021, 15:48:51 UTC
Previous filing
08 Nov 2021
Next filing
16 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMP Common Stock Award $205,307 +2,445 +11% $83.97 25,103 09 Nov 2021 Direct F1
transaction TMP Common Stock Award $114,199 +1,360 +5.4% $83.97 26,463 09 Nov 2021 Direct F2
transaction TMP Common Stock Tax liability $9,741 -116 -0.44% $83.97 26,347 09 Nov 2021 Direct F3
transaction TMP Common Stock Tax liability $10,580 -126 -0.48% $83.97 26,221 09 Nov 2021 Direct F3
transaction TMP Common Stock Tax liability $11,504 -137 -0.52% $83.97 26,084 09 Nov 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Performance-based restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Performance shares will be earned pursuant to achievement of certain performance goals over a three-year performance period, followed by a three-year vesting period.
F2 Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.
F3 Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.