Stephen S. Romaine - Nov 9, 2021 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role
President & CEO, Director
Signature
/s/ Stephen S. Romaine
Stock symbol
TMP
Transactions as of
Nov 9, 2021
Transactions value $
$348,140
Form type
4
Date filed
11/12/2021, 02:29 PM
Previous filing
Nov 8, 2021
Next filing
Nov 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMP Common Stock Tax liability -$29.1K -347 -0.61% $83.97 56.5K Nov 9, 2021 Direct F1
transaction TMP Common Stock Tax liability -$51.6K -615 -1.09% $83.97 55.9K Nov 9, 2021 Direct F1
transaction TMP Common Stock Tax liability -$57.3K -682 -1.22% $83.97 55.3K Nov 9, 2021 Direct F1
transaction TMP Common Stock Award $243K +2.9K +5.24% $83.97 58.1K Nov 9, 2021 Direct F2
transaction TMP Common Stock Award $243K +2.9K +4.98% $83.97 61K Nov 9, 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.
F2 Performance-based restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Performance shares will be earned pursuant to achievement of a specified performance goal over a three-year period. If the performance goal is not attained, all 2,895 shares will be forfeited.
F3 Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.