Stephen S. Romaine - 09 Nov 2021 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role
President & CEO, Director
Signature
/s/ Stephen S. Romaine
Issuer symbol
TMP
Transactions as of
09 Nov 2021
Net transactions value
+$348,140
Form type
4
Filing time
12 Nov 2021, 14:29:29 UTC
Previous filing
08 Nov 2021
Next filing
15 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMP Common Stock Tax liability $29,138 -347 -0.61% $83.97 56,548 09 Nov 2021 Direct F1
transaction TMP Common Stock Tax liability $51,642 -615 -1.1% $83.97 55,933 09 Nov 2021 Direct F1
transaction TMP Common Stock Tax liability $57,268 -682 -1.2% $83.97 55,251 09 Nov 2021 Direct F1
transaction TMP Common Stock Award $243,093 +2,895 +5.2% $83.97 58,146 09 Nov 2021 Direct F2
transaction TMP Common Stock Award $243,093 +2,895 +5% $83.97 61,041 09 Nov 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.
F2 Performance-based restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Performance shares will be earned pursuant to achievement of a specified performance goal over a three-year period. If the performance goal is not attained, all 2,895 shares will be forfeited.
F3 Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.