Alyssa H. Fontaine - Nov 9, 2021 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role
EVP & General Counsel
Signature
Alyssa H. Fontaine
Stock symbol
TMP
Transactions as of
Nov 9, 2021
Transactions value $
$75,657
Form type
4
Date filed
11/12/2021, 02:27 PM
Next filing
Nov 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMP Common Stock Tax liability -$11.8K -140 -2.09% $83.97 6.56K Nov 9, 2021 Direct F1
transaction TMP Common Stock Tax liability -$12.8K -153 -2.33% $83.97 6.41K Nov 9, 2021 Direct F1
transaction TMP Common Stock Tax liability -$13.9K -166 -2.59% $83.97 6.24K Nov 9, 2021 Direct F1
transaction TMP Common Stock Award $114K +1.36K +21.79% $83.97 7.6K Nov 9, 2021 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.
F2 Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.