Torran B. Nixon - 02 Nov 2021 Form 4 Insider Report for UMPQUA HOLDINGS CORP

Role
Umpqua Bank President
Signature
/s/ Andrew H. Ognall, Attorney-in-Fact for Torran B. Nixon
Issuer symbol
N/A
Transactions as of
02 Nov 2021
Net transactions value
-$105,050
Form type
4
Filing time
03 Nov 2021, 18:11:09 UTC
Next filing
07 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMPQ Common Stock Sale $105,050 -5,000 -2.6% $21.01 185,250 02 Nov 2021 Direct F1
transaction UMPQ Common Stock Other $0 +28 +2.1% $0.000000 1,338 02 Nov 2021 by 401(k) F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares sold pursuant to 10b5-1 plan to satisfy tax obligations related to vesting of stock awards.
F2 Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).