Torran B. Nixon - Nov 2, 2021 Form 4 Insider Report for UMPQUA HOLDINGS CORP (UMPQ)

Role
Umpqua Bank President
Signature
/s/ Andrew H. Ognall, Attorney-in-Fact for Torran B. Nixon
Stock symbol
UMPQ
Transactions as of
Nov 2, 2021
Transactions value $
-$105,050
Form type
4
Date filed
11/3/2021, 06:11 PM
Next filing
Feb 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMPQ Common Stock Sale -$105K -5K -2.63% $21.01 185K Nov 2, 2021 Direct F1
transaction UMPQ Common Stock Other $0 +28 +2.14% $0.00 1.34K Nov 2, 2021 by 401(k) F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares sold pursuant to 10b5-1 plan to satisfy tax obligations related to vesting of stock awards.
F2 Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).