Charles P. Nelson - 15 Oct 2021 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Vice Chairman and Chief Growth Officer
Signature
/s/ Rachel Reid, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
15 Oct 2021
Net transactions value
+$365
Form type
4
Filing time
19 Oct 2021, 16:17:17 UTC
Previous filing
04 Oct 2021
Next filing
02 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VOYA Common Stock 154,928 15 Oct 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Deferred Savings Plan Issuer Stock Units Award $365 +5 +0.12% $68.66 4,292 15 Oct 2021 Common Stock 5 Direct F1
holding VOYA Performance Stock Unit 71,118 15 Oct 2021 Common Stock 71,118 Direct F2
holding VOYA Performance-Based Stock Options 182,374 15 Oct 2021 Common Stock 182,374 Direct F3
holding VOYA Restricted Stock Units 52,914 15 Oct 2021 Common Stock 52,914 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F2 The stock units will vest based on their respective award agreements.
F3 The options vest based on the conditions set forth in their respective agreements.
F4 The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.

Remarks:

Vice Chairman and Chief Growth Officer