Charles P. Nelson - Sep 30, 2021 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Vice Chairman and Chief Growth Officer
Signature
/s/ Rachel Reid, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Sep 30, 2021
Transactions value $
$365
Form type
4
Date filed
10/4/2021, 04:12 PM
Previous filing
Sep 17, 2021
Next filing
Oct 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VOYA Common Stock 155K Sep 30, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Deferred Savings Plan Issuer Stock Units Award $365 +5.95 +0.14% $61.39 4.29K Sep 30, 2021 Common Stock 5.95 Direct F1, F2
holding VOYA Performance Stock Unit 71.1K Sep 30, 2021 Common Stock 71.1K Direct F3
holding VOYA Performance-Based Stock Options 182K Sep 30, 2021 Common Stock 182K Direct F4
holding VOYA Restricted Stock Units 52.9K Sep 30, 2021 Common Stock 52.9K Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F2 Includes dividend of 11.401 shares.
F3 The stock units will vest based on their respective award agreements.
F4 The options vest based on the conditions set forth in their respective agreements.
F5 The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.

Remarks:

Vice Chairman and Chief Growth Officer