Christian A. Brickman - Sep 30, 2021 Form 4 Insider Report for Sally Beauty Holdings, Inc. (SBH)

Role
President & CEO, Director
Signature
/s/ Cade Newman, Attorney-in-fact
Stock symbol
SBH
Transactions as of
Sep 30, 2021
Transactions value $
-$581,881
Form type
4
Date filed
10/4/2021, 05:42 PM
Previous filing
Aug 16, 2021
Next filing
Nov 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SBH Common Stock Tax liability -$175K -10.4K -2.21% $16.85 461K Sep 30, 2021 Direct F1
transaction SBH Common Stock Tax liability -$161K -9.55K -2.07% $16.85 451K Sep 30, 2021 Direct F1
transaction SBH Common Stock Options Exercise $0 +4.26K +0.94% $0.00 455K Sep 30, 2021 Direct
transaction SBH Common Stock Options Exercise $0 +48.4K +10.63% $0.00 504K Sep 30, 2021 Direct
transaction SBH Common Stock Tax liability -$199K -11.8K -2.34% $16.85 492K Sep 30, 2021 Direct F1
transaction SBH Common Stock Tax liability -$19K -1.13K -0.23% $16.85 491K Sep 30, 2021 Direct F1
transaction SBH Common Stock Tax liability -$28.2K -1.68K -0.34% $16.85 489K Sep 30, 2021 Direct F1
transaction SBH Common Stock Options Exercise $0 +3.8K +0.78% $0.00 493K Sep 30, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SBH Restricted Stock Units Options Exercise $0 -4.26K -100% $0.00* 0 Sep 30, 2021 Common Stock 4.26K Direct F2, F3
transaction SBH Restricted Stock Units Options Exercise $0 -48.4K -33.33% $0.00 96.8K Sep 30, 2021 Common Stock 48.4K Direct F2, F3, F4
transaction SBH Restricted Stock Units Options Exercise $0 -3.8K -100% $0.00* 0 Sep 30, 2021 Common Stock 3.8K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.
F2 Restricted stock units convert into common stock on a one-for-one basis.
F3 Reflects shares vested in connection with reported person's termination.
F4 Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.