Christian A. Brickman - 30 Sep 2021 Form 4 Insider Report for Sally Beauty Holdings, Inc. (SBH)

Role
President & CEO, Director
Signature
/s/ Cade Newman, Attorney-in-fact
Issuer symbol
SBH
Transactions as of
30 Sep 2021
Net transactions value
-$581,881
Form type
4
Filing time
04 Oct 2021, 17:42:22 UTC
Previous filing
16 Aug 2021
Next filing
15 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SBH Common Stock Tax liability $175,223 -10,399 -2.2% $16.85 460,737 30 Sep 2021 Direct F1
transaction SBH Common Stock Tax liability $160,833 -9,545 -2.1% $16.85 451,192 30 Sep 2021 Direct F1
transaction SBH Common Stock Options Exercise $0 +4,257 +0.94% $0.000000 455,449 30 Sep 2021 Direct
transaction SBH Common Stock Options Exercise $0 +48,405 +11% $0.000000 503,854 30 Sep 2021 Direct
transaction SBH Common Stock Tax liability $198,611 -11,787 -2.3% $16.85 492,067 30 Sep 2021 Direct F1
transaction SBH Common Stock Tax liability $18,973 -1,126 -0.23% $16.85 490,941 30 Sep 2021 Direct F1
transaction SBH Common Stock Tax liability $28,241 -1,676 -0.34% $16.85 489,265 30 Sep 2021 Direct F1
transaction SBH Common Stock Options Exercise $0 +3,802 +0.78% $0.000000 493,067 30 Sep 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SBH Restricted Stock Units Options Exercise $0 -4,257 -100% $0.000000* 0 30 Sep 2021 Common Stock 4,257 Direct F2, F3
transaction SBH Restricted Stock Units Options Exercise $0 -48,405 -33% $0.000000 96,809 30 Sep 2021 Common Stock 48,405 Direct F2, F3, F4
transaction SBH Restricted Stock Units Options Exercise $0 -3,802 -100% $0.000000* 0 30 Sep 2021 Common Stock 3,802 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Divestiture of securities is solely in connection with payment of taxes incident to vesting of securities.
F2 Restricted stock units convert into common stock on a one-for-one basis.
F3 Reflects shares vested in connection with reported person's termination.
F4 Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.