Robert Axel - Sep 16, 2021 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
SVP and Controller
Signature
/s/ Richard J. Baker, attorney-in-fact
Stock symbol
PRU
Transactions as of
Sep 16, 2021
Transactions value $
$1,554
Form type
4
Date filed
9/20/2021, 04:30 PM
Previous filing
Jun 21, 2021
Next filing
Dec 20, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU Deferred Compensation Shares Award $1.55K +15 +1.07% $103.61 1.42K Sep 16, 2021 Common Stock 15 $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis.
F2 Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.