Key facts
- This page summarizes Kevin Christopher Siebert's Form 4 filing for VIAVI SOLUTIONS INC. (VIAV).
- 11 reported transactions and 5 derivative rows are listed below.
- Accepted by SEC: 31 Aug 2021, 20:07.
Kevin Christopher Siebert - 28 Aug 2021 Form 4 Insider Report for VIAVI SOLUTIONS INC. (VIAV)
- Reporting relationship
- SVP Gen. Counsel & Secretary
- Issuer ticker
- VIAV
- Reported as of
- 28 Aug 2021
- Net transaction value
- -$61,979
- SEC form
- 4
- Accepted by SEC
- 31 Aug 2021, 20:07:32 UTC
- Prior SEC filing
- 02 Jun 2021
- Next SEC filing
- 02 Sep 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Barbara R. Wallace, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Kevin Christopher Siebert filed Form 4 for VIAVI SOLUTIONS INC. (VIAV) on 31 Aug 2021.
Change
- Previous filing in this sequence was filed on 02 Jun 2021.
- Current net transaction value: -$61,979.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
VIAV
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +2,094
- Change %
- +5%
- Price
- $0.000000
- Shares after
- 44,292
- Date
- 28 Aug 2021
- Ownership
- Direct
- Footnotes
- F1
VIAV
transaction
Common Stock
Tax liability
- Transaction value
- $10,519
- Shares
- -631
- Change %
- -1.4%
- Price
- $16.67
- Shares after
- 43,661
- Date
- 28 Aug 2021
- Ownership
- Direct
- Footnotes
- F2
VIAV
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +2,094
- Change %
- +4.8%
- Price
- $0.000000
- Shares after
- 45,755
- Date
- 28 Aug 2021
- Ownership
- Direct
- Footnotes
- F1
VIAV
transaction
Common Stock
Tax liability
- Transaction value
- $10,519
- Shares
- -631
- Change %
- -1.4%
- Price
- $16.67
- Shares after
- 45,124
- Date
- 28 Aug 2021
- Ownership
- Direct
- Footnotes
- F2
VIAV
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +8,157
- Change %
- +18%
- Price
- $0.000000
- Shares after
- 53,281
- Date
- 28 Aug 2021
- Ownership
- Direct
- Footnotes
- F1
VIAV
transaction
Common Stock
Tax liability
- Transaction value
- $40,942
- Shares
- -2,456
- Change %
- -4.6%
- Price
- $16.67
- Shares after
- 50,825
- Date
- 28 Aug 2021
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
VIAV
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -2,094
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 28 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,094
- Exercise price
- $0.000000
- Footnotes
- F1, F3, F4
VIAV
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -2,094
- Change %
- -20%
- Price
- $0.000000
- Shares after
- 8,375
- Date
- 28 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,094
- Exercise price
- $0.000000
- Footnotes
- F1, F3, F4
VIAV
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -8,157
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 16,316
- Date
- 28 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,157
- Exercise price
- $0.000000
- Footnotes
- F1, F3, F4
VIAV
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +20,759
- Change %
- Price
- $0.000000
- Shares after
- 20,759
- Date
- 28 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 20,759
- Exercise price
- $0.000000
- Footnotes
- F3, F4
VIAV
transaction
Derivative
Market Stock Units
Award
- Transaction value
- $0
- Shares
- +20,759
- Change %
- Price
- $0.000000
- Shares after
- 20,759
- Date
- 28 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 20,759
- Exercise price
- $0.000000
- Footnotes
- F5, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Each unit converts upon vesting into one share of common stock.
Footnote F2
These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
Footnote F3
Units subject to the Award shall vest annually in three equal installments over three years.
Footnote F4
There are no expiration dates on RSUs
Footnote F5
See Exhibit 99 - FY2022 MSU Exhibit for vesting schedule and terms
Footnote F6
There are no expiration dates on MSUs.