Kevin Christopher Siebert - 28 May 2021 Form 4 Insider Report for VIAVI SOLUTIONS INC. (VIAV)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
02 Jun 2021, 16:51:11 UTC
Next SEC filing
31 Aug 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Barbara Wallace, Attorney-in-Fact
Filing notes and source

Key filing fact

Kevin Christopher Siebert filed Form 4 for VIAVI SOLUTIONS INC. (VIAV) on 02 Jun 2021.

Key facts

  • This page summarizes Kevin Christopher Siebert's Form 4 filing for VIAVI SOLUTIONS INC. (VIAV).
  • 7 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 02 Jun 2021, 16:51.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$62,815.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

VIAV transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+2,094
Change %
+5%
Price
$0.000000
Shares after
43,706
Date
28 May 2021
Ownership
Direct
Footnotes
F1
VIAV transaction

Common Stock

Tax liability

Transaction value
-$11,061
Shares
-631
Change %
-1.4%
Price
$17.53
Shares after
43,075
Date
28 May 2021
Ownership
Direct
Footnotes
F2
VIAV transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+2,094
Change %
+4.9%
Price
$0.000000
Shares after
45,169
Date
28 May 2021
Ownership
Direct
Footnotes
F1
VIAV transaction

Common Stock

Tax liability

Transaction value
-$11,061
Shares
-631
Change %
-1.4%
Price
$17.53
Shares after
44,538
Date
28 May 2021
Ownership
Direct
Footnotes
F2
VIAV transaction

Common Stock

Sale

Transaction value
-$40,693
Shares
-2,340
Change %
-5.3%
Price
$17.39
Shares after
42,198
Date
02 Jun 2021
Ownership
Direct
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

VIAV transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-2,094
Change %
-50%
Price
$0.000000
Shares after
2,094
Date
28 May 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,094
Exercise price
$0.000000
Footnotes
F1, F4
VIAV transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-2,094
Change %
-17%
Price
$0.000000
Shares after
10,469
Date
28 May 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,094
Exercise price
$0.000000
Footnotes
F1, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each unit converts upon vesting into one share of common stock.

Footnote F2

These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Footnote F3

Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Footnote F4

There are no expiration dates on RSUs.

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