Tracy L. Skeans - Jul 30, 2021 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
COO and CPO
Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
Jul 30, 2021
Transactions value $
-$2,441,749
Form type
4
Date filed
8/2/2021, 09:19 PM
Previous filing
Jul 28, 2021
Next filing
Feb 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $503K +10.1K +95.65% $49.66 20.7K Jul 30, 2021 Direct F1
transaction YUM Common Stock Disposed to Issuer -$503K -3.86K -18.63% $130.31 16.9K Jul 30, 2021 Direct F1
transaction YUM Common Stock Sale -$810K -6.27K -37.19% $129.19 10.6K Jul 30, 2021 Direct F1
transaction YUM Common Stock Options Exercise $252K +5.07K +47.81% $49.66 15.7K Jul 30, 2021 Direct F1
transaction YUM Common Stock Disposed to Issuer -$252K -1.93K -12.33% $130.31 13.7K Jul 30, 2021 Direct F1
transaction YUM Common Stock Sale -$405K -3.13K -22.83% $129.19 10.6K Jul 30, 2021 Direct F1
transaction YUM Common Stock Options Exercise $756K +15.2K +143.63% $49.66 25.8K Jul 30, 2021 Direct F1
transaction YUM Common Stock Disposed to Issuer -$756K -5.8K -22.47% $130.31 20K Jul 30, 2021 Direct F1
transaction YUM Common Stock Sale -$1.23M -9.42K -47.06% $130.22 10.6K Jul 30, 2021 Direct F1
holding YUM Common Stock 2.1K Jul 30, 2021 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Stock Appreciation Right Options Exercise $0 -10.1K -26.05% $0.00 28.8K Jul 30, 2021 Common Stock 10.1K $49.66 Direct F1, F2
transaction YUM Stock Appreciation Right Options Exercise $0 -5.07K -17.61% $0.00 23.7K Jul 30, 2021 Common Stock 5.07K $49.66 Direct F1, F2
transaction YUM Stock Appreciation Right Options Exercise $0 -15.2K -64.2% $0.00 8.49K Jul 30, 2021 Common Stock 15.2K $49.66 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to 10b5-1 Plan
F2 Vesting occurs 25% per year beginning one year from grant date.