Tracy L. Skeans - 30 Jul 2021 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
COO and CPO
Signature
/s/ M. Gayle Hobson, POA
Issuer symbol
YUM
Transactions as of
30 Jul 2021
Net transactions value
-$2,441,749
Form type
4
Filing time
02 Aug 2021, 21:19:38 UTC
Previous filing
28 Jul 2021
Next filing
14 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $503,254 +10,134 +96% $49.66 20,729 30 Jul 2021 Direct F1
transaction YUM Common Stock Disposed to Issuer $503,257 -3,862 -19% $130.31 16,867 30 Jul 2021 Direct F1
transaction YUM Common Stock Sale $810,280 -6,272 -37% $129.19 10,595 30 Jul 2021 Direct F1
transaction YUM Common Stock Options Exercise $251,528 +5,065 +48% $49.66 15,660 30 Jul 2021 Direct F1
transaction YUM Common Stock Disposed to Issuer $251,629 -1,931 -12% $130.31 13,729 30 Jul 2021 Direct F1
transaction YUM Common Stock Sale $404,881 -3,134 -23% $129.19 10,595 30 Jul 2021 Direct F1
transaction YUM Common Stock Options Exercise $755,726 +15,218 +144% $49.66 25,813 30 Jul 2021 Direct F1
transaction YUM Common Stock Disposed to Issuer $755,798 -5,800 -22% $130.31 20,013 30 Jul 2021 Direct F1
transaction YUM Common Stock Sale $1,226,412 -9,418 -47% $130.22 10,595 30 Jul 2021 Direct F1
holding YUM Common Stock 2,103 30 Jul 2021 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Stock Appreciation Right Options Exercise $0 -10,134 -26% $0.000000 28,770 30 Jul 2021 Common Stock 10,134 $49.66 Direct F1, F2
transaction YUM Stock Appreciation Right Options Exercise $0 -5,065 -18% $0.000000 23,705 30 Jul 2021 Common Stock 5,065 $49.66 Direct F1, F2
transaction YUM Stock Appreciation Right Options Exercise $0 -15,218 -64% $0.000000 8,487 30 Jul 2021 Common Stock 15,218 $49.66 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to 10b5-1 Plan
F2 Vesting occurs 25% per year beginning one year from grant date.