Tracy L. Skeans - 27 Jul 2021 Form 4 Insider Report for YUM BRANDS INC (YUM)

Signature
/s/ M. Gayle Hobson, POA
Issuer symbol
YUM
Transactions as of
27 Jul 2021
Net transactions value
-$611,804
Form type
4
Filing time
28 Jul 2021, 09:30:00 UTC
Previous filing
26 Jul 2021
Next filing
02 Aug 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $445,071 +8,455 +80% $52.64 19,050 27 Jul 2021 Direct F1
transaction YUM Common Stock Disposed to Issuer $445,125 -3,561 -19% $125.00 15,489 27 Jul 2021 Direct F1
transaction YUM Common Stock Sale $611,750 -4,894 -32% $125.00 10,595 27 Jul 2021 Direct F1
holding YUM Common Stock 2,103 27 Jul 2021 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Stock Appreciation Right Options Exercise $0 -8,455 -50% $0.000000 8,454 27 Jul 2021 Common Stock 8,455 $52.64 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to 10b5-1 Plan
F2 Vesting occurs 25% per year beginning one year from grant date.