Tracy L. Skeans - Jul 27, 2021 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
COO and CPO
Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
Jul 27, 2021
Transactions value $
-$611,804
Form type
4
Date filed
7/28/2021, 09:30 AM
Previous filing
Jul 26, 2021
Next filing
Aug 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $445K +8.46K +79.8% $52.64 19.1K Jul 27, 2021 Direct F1
transaction YUM Common Stock Disposed to Issuer -$445K -3.56K -18.69% $125.00 15.5K Jul 27, 2021 Direct F1
transaction YUM Common Stock Sale -$612K -4.89K -31.6% $125.00 10.6K Jul 27, 2021 Direct F1
holding YUM Common Stock 2.1K Jul 27, 2021 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Stock Appreciation Right Options Exercise $0 -8.46K -50% $0.00 8.45K Jul 27, 2021 Common Stock 8.46K $52.64 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to 10b5-1 Plan
F2 Vesting occurs 25% per year beginning one year from grant date.