David Joseph Gaffin - 29 Jul 2021 Form 4 Insider Report for Alkermes plc. (ALKS)

Role
SVP, CLO, Alkermes, Inc.
Signature
/s/ Shantale Greenson, attorney-in-fact for David J. Gaffin
Issuer symbol
ALKS
Transactions as of
29 Jul 2021
Transactions value $
-$132,300
Form type
4
Filing time
30 Jul 2021, 16:20:47 UTC
Previous filing
11 Jun 2021
Next filing
16 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALKS Ordinary Shares Options Exercise $232K +14K +18.77% $16.55 88.6K 29 Jul 2021 Direct F1
transaction ALKS Ordinary Shares Sale -$364K -14K -15.8% $26.00 74.6K 29 Jul 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALKS Employee Stock Option (Right to Buy) Options Exercise $0 -14K -100% $0.00* 0 29 Jul 2021 Ordinary Shares 14K $16.55 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3 These options are fully vested in accordance with their terms.