David Joseph Gaffin - 10 Jun 2021 Form 4 Insider Report for Alkermes plc. (ALKS)

Role
SVP, CLO, Alkermes, Inc.
Signature
/s/ Shantale Greenson, attorney-in-fact for David J. Gaffin
Issuer symbol
ALKS
Transactions as of
10 Jun 2021
Net transactions value
-$114,075
Form type
4
Filing time
11 Jun 2021, 16:38:16 UTC
Previous filing
08 Jun 2021
Next filing
30 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALKS Ordinary Shares Options Exercise $223,425 +13,500 +18% $16.55 88,097 10 Jun 2021 Direct F1
transaction ALKS Ordinary Shares Sale $337,500 -13,500 -15% $25.00 74,597 10 Jun 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALKS Employee Stock Option (Right to Buy) Options Exercise $0 -13,500 -49% $0.000000 14,000 10 Jun 2021 Ordinary Shares 13,500 $16.55 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3 These options are fully vested in accordance with their terms.