David F. Shotwell - 22 Jul 2021 Form 4 Insider Report for UMPQUA HOLDINGS CORP

Role
EVP/Chief Risk Officer
Signature
/s/ Andrew H. Ognall, Attorney-in-fact for David F. Shotwell
Issuer symbol
N/A
Transactions as of
22 Jul 2021
Net transactions value
-$29,932
Form type
4
Filing time
23 Jul 2021, 15:54:34 UTC
Next filing
07 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMPQ Common Stock Tax liability $19,595 -1,082 -0.99% $18.11 108,197 22 Jul 2021 Direct F1
transaction UMPQ Common Stock Sale $10,337 -563 -0.52% $18.36 107,634 23 Jul 2021 Direct F2
transaction UMPQ Common Stock Other $0 +2 +0.84% $0.000000 241 23 Jul 2021 by 401(k) F3, F4
holding UMPQ Common Stock 2,000 22 Jul 2021 by IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
F2 Shares sold pursuant to 10b5-1 plan to satisfy tax obligations upon vesting of stock awards.
F3 Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
F4 Not required.