David F. Shotwell - Jul 22, 2021 Form 4 Insider Report for UMPQUA HOLDINGS CORP (UMPQ)

Role
EVP/Chief Risk Officer
Signature
/s/ Andrew H. Ognall, Attorney-in-fact for David F. Shotwell
Stock symbol
UMPQ
Transactions as of
Jul 22, 2021
Transactions value $
-$29,932
Form type
4
Date filed
7/23/2021, 03:54 PM
Next filing
Feb 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMPQ Common Stock Tax liability -$19.6K -1.08K -0.99% $18.11 108K Jul 22, 2021 Direct F1
transaction UMPQ Common Stock Sale -$10.3K -563 -0.52% $18.36 108K Jul 23, 2021 Direct F2
transaction UMPQ Common Stock Other $0 +2 +0.84% $0.00 241 Jul 23, 2021 by 401(k) F3, F4
holding UMPQ Common Stock 2K Jul 22, 2021 by IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
F2 Shares sold pursuant to 10b5-1 plan to satisfy tax obligations upon vesting of stock awards.
F3 Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
F4 Not required.