Key facts
- This page summarizes ALEXANDER JOHN E's Form 4 filing for TOMPKINS FINANCIAL CORP (TMP).
- 2 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 12 Jul 2021, 16:06.
ALEXANDER JOHN E - 09 Jul 2021 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)
- Reporting relationship
- Director
- Issuer ticker
- TMP
- Reported as of
- 09 Jul 2021
- Net transaction value
- +$14,575
- SEC form
- 4
- Accepted by SEC
- 12 Jul 2021, 16:06:30 UTC
- Next SEC filing
- 12 Oct 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/John E. Alexander
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
ALEXANDER JOHN E filed Form 4 for TOMPKINS FINANCIAL CORP (TMP) on 12 Jul 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: +$14,575.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
TMP
transaction
Derivative
Phantom Stock
Award
- Transaction value
- $9,775
- Shares
- +128
- Change %
- +0.67%
- Price
- $76.24
- Shares after
- 19,226
- Date
- 09 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 128
- Exercise price
- Footnotes
- F1, F2
TMP
transaction
Derivative
Phantom Stock
Award
- Transaction value
- $4,800
- Shares
- +63
- Change %
- +0.33%
- Price
- $76.24
- Shares after
- 19,289
- Date
- 09 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 63
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.
Footnote F2
Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.