George Oliver - 06 Jul 2021 Form 4 Insider Report for Johnson Controls International plc (JCI)

Role
Chairman & CEO
Signature
/s/ Leanne Michels, attorney-in-fact
Issuer symbol
JCI
Transactions as of
06 Jul 2021
Net transactions value
+$580
Form type
4
Filing time
07 Jul 2021, 16:51:18 UTC
Previous filing
04 Jun 2021
Next filing
04 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JCI Ordinary Shares Options Exercise $12,049,320 +176,754 +16% $68.17 1,315,387 06 Jul 2021 Direct F1
transaction JCI Ordinary Shares Sale $11,118,342 -163,217 -12% $68.12 1,152,170 06 Jul 2021 Direct F1, F2
transaction JCI Ordinary Shares Sale $930,398 -13,537 -1.2% $68.73 1,138,633 06 Jul 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JCI Employee Stock Option (Right to Buy) Options Exercise $0 -176,754 -50% $0.000000 176,752 06 Jul 2021 Ordinary Shares 176,754 $26.19 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction effected pursuant to a Rule 10b5-1 trading plan.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.57 to $68.56 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.57 to $69.01 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4.
F4 Options became exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.