George Oliver - Jun 3, 2021 Form 4 Insider Report for Johnson Controls International plc (JCI)

Role
Chairman & CEO
Signature
/s/ Leanne Michels, attorney-in-fact
Stock symbol
JCI
Transactions as of
Jun 3, 2021
Transactions value $
-$7,099,512
Form type
4
Date filed
6/4/2021, 04:28 PM
Next filing
Jul 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JCI Ordinary Shares Options Exercise $4.63M +177K +15.52% $26.19 1.32M Jun 3, 2021 Direct F1
transaction JCI Ordinary Shares Options Exercise $943 +36 +0% $26.19 1.32M Jun 3, 2021 Direct F1
transaction JCI Ordinary Shares Sale -$9.98M -150K -11.44% $66.31 1.16M Jun 3, 2021 Direct F1, F2
transaction JCI Ordinary Shares Sale -$1.75M -26.3K -2.25% $66.62 1.14M Jun 3, 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JCI Employee Stock Option (Right to Buy) Options Exercise $0 -177K -100% $0.00* 0 Jun 3, 2021 Ordinary Shares 177K $26.19 Direct F4
transaction JCI Employee Stock Option (Right to Buy) Options Exercise $0 -36 -0.01% $0.00 354K Jun 3, 2021 Ordinary Shares 36 $26.19 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction effected pursuant to a Rule 10b5-1 trading plan.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.61 to $66.60 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.61 to $66.71 inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4.
F4 Options became exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.