David M. DeMilia - 02 Jun 2021 Form 3 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role
EVP, Pres & CEO Mahopac Bank
Signature
/s/ David M. DeMilia
Issuer symbol
TMP
Transactions as of
02 Jun 2021
Net transactions value
$0
Form type
3
Filing time
09 Jun 2021, 16:52:26 UTC
Next filing
08 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TMP Common Stock 2,392 02 Jun 2021 Direct
holding TMP Common Stock 1,417 02 Jun 2021 By ESOP
holding TMP Common Stock 145 02 Jun 2021 By ISOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TMP Stock Appreciation Rights (SAR) 02 Jun 2021 Common Stock 150 $40.60 Direct F1
holding TMP Stock Appreciation Rights (SAR) 02 Jun 2021 Common Stock 527 $49.22 Direct F1
holding TMP Stock Appreciation Rights (SAR) 02 Jun 2021 Common Stock 348 $56.29 Direct F1
holding TMP Stock Appreciation Rights (SAR) 02 Jun 2021 Common Stock 255 $76.90 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.
F2 Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.