Ann Gillis Ruth - May 27, 2021 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Director
Signature
/s/ Rachel Reid, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
May 27, 2021
Transactions value $
$139,941
Form type
4
Date filed
6/1/2021, 04:23 PM
Previous filing
May 17, 2021
Next filing
Jun 30, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VOYA Common Stock 7.16K May 27, 2021 By Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Restricted Stock Units Award $140K +2.15K +12.98% $65.18 18.7K May 27, 2021 Common Stock 2.15K Direct F2, F3
holding VOYA Deferred Fee Plan Issuer Stock Units 3.41K May 27, 2021 Common Stock 3.41K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held in a trust for the benefit of the reporting person's husband. The reporting person is the trustee of the trust.
F2 Each stock unit represents a conditional right to receive one share of the company's common stock.
F3 100% of the restricted stock units will vest on May 27, 2022.
F4 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.