Ruth Ann M. Gillis - 13 May 2021 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Director
Signature
Carrie A. Benedict POA for Ruth Ann M. Gillis
Issuer symbol
KEY
Transactions as of
13 May 2021
Net transactions value
$0
Form type
4
Filing time
17 May 2021, 16:56:51 UTC
Next filing
01 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding KEY Common Shares 38,818 13 May 2021 Direct
holding KEY Common Shares 29,511 13 May 2021 By Trust F1
holding KEY Common Shares 4,485 13 May 2021 By Trust F2
holding KEY Common Shares 12,900 13 May 2021 By Trust F3
holding KEY Common Shares 5,000 13 May 2021 By Trust F3
holding KEY Common Shares 48,000 13 May 2021 By Trust F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Deferred Shares Award $0 +5,654 +16% $0.000000 41,862 13 May 2021 Common Shares 5,654 Direct F5, F6, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held in a living trust. The reporting person is trustee of the trust.
F2 These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is trustee of the trust.
F3 These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust.
F4 These shares are held in a grantor retained annuity trust for the benefit of the reporting person and the reporting person's children. The reporting person is the trustee of the trust.
F5 Each Deferred Share is the economic equivalent of one Common Share.
F6 Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until January 1, 2028.
F7 The Deferred Shares were awarded under the Deferred Share Plan.
F8 Includes approximately 736 dividend-equivalent Deferred Shares accrued between December 2020 and March 2021.