Stephen G. Heitel - 27 May 2021 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role
Director
Signature
Deborah Reuter as Attorney in fact for Stephen G Heitel
Issuer symbol
HTBK
Transactions as of
27 May 2021
Net transactions value
$0
Form type
4
Filing time
01 Jun 2021, 14:26:12 UTC
Next filing
12 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBK Common Stock, No Par Value Award $0 +4,255 +4.5% $0.000000 98,187 27 May 2021 Direct F1
holding HTBK Common Stock, No Par Value 75,658 27 May 2021 Indirect by IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTBK Employee Stock Option (right to buy) 61,750 27 May 2021 Heritage Commerce Corp - Common Stock 61,750 $3.98 Direct
holding HTBK Employee Stock Option (right to buy) 61,749 27 May 2021 Heritage Commerce Corp - Common Stock 61,749 $4.92 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the Company.