GILBERT F. CASELLAS - 11 May 2021 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
Director
Signature
/s/ Richard J. Baker, attorney-in-fact
Issuer symbol
PRU
Transactions as of
11 May 2021
Net transactions value
-$307,701
Form type
4
Filing time
13 May 2021, 16:45:06 UTC
Next filing
21 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +2,933 +587% $0.000000 3,433 11 May 2021 Direct
transaction PRU Common Stock Disposed to Issuer $307,701 -2,933 -85% $104.91 500 11 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2020 Restricted Stock Units Options Exercise $0 -2,933 -100% $0.000000* 0 11 May 2021 Common Stock 2,933 Direct F1, F2
transaction PRU 2021 Restricted Stock Units Award $0 +1,429 $0.000000 1,429 11 May 2021 Common Stock 1,429 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.
F2 The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021.
F3 The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022.