Mark Gregory Spinks - May 11, 2021 Form 4 Insider Report for Sally Beauty Holdings, Inc. (SBH)

Role
President-Beauty Systems Group
Signature
/s/ Cade Newman, Attorney-in-fact
Stock symbol
SBH
Transactions as of
May 11, 2021
Transactions value $
-$69,361
Form type
4
Date filed
5/12/2021, 04:13 PM
Next filing
Oct 4, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SBH Common Stock Options Exercise $294K +15.3K +59.39% $19.21 41.1K May 11, 2021 Direct
transaction SBH Common Stock Sale -$182K -7.66K -18.63% $23.72 33.5K May 11, 2021 Direct F1
transaction SBH Common Stock Sale -$182K -7.66K -22.9% $23.75 25.8K May 11, 2021 Direct F2
holding SBH Common Stock 2.28K May 11, 2021 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SBH Employee Stock Option (Right to Buy) Options Exercise $0 -15.3K -100% $0.00* 0 May 11, 2021 Common Stock 15.3K $19.21 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the weighted average sale price. The range of prices for these transactions was $23.711 to $23.724. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Reflects the weighted average sale price. The range of prices for these transactions was $23.73 to $23.751. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F3 This option is currently exercisable in full.