Scott Mills - 24 Sep 2021 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role: Director
Signature: Alex P. Montz, by Power of Attorney
Issuer symbol: PFG
Transactions as of: 24 Sep 2021
Net transactions value: +$6,574
Form type: 4
Filing time: 28 Sep 2021, 16:59:04 UTC
Previous filing: 29 Jun 2021
Next filing: 14 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PFG	Common Stock	Award	$0	+188	+0.98%	$0.000000	19,463	24 Sep 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PFG	Phantom Stock Units	Award	$6,574	+102	+0.98%	$64.45	10,520	24 Sep 2021	Common Stock	102		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Grant of restricted stock units.
F2	The units convert to common stock on a one-for-one basis.
F3	The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement.