Scott Mills - 25 Jun 2021 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role
Director
Signature
Alex P. Montz, by Power of Attorney
Issuer symbol
PFG
Transactions as of
25 Jun 2021
Net transactions value
+$6,307
Form type
4
Filing time
29 Jun 2021, 14:45:45 UTC
Previous filing
02 Jun 2021
Next filing
28 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFG Common Stock Award $0 +181 +0.95% $0.000000 19,275 25 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PFG Phantom Stock Units Award $6,307 +98 +0.95% $64.36 10,419 25 Jun 2021 Common Stock 98 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of restricted stock units.
F2 The units convert to common stock on a one-for-one basis.
F3 The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement.