Scott H. Keeney - Dec 23, 2024 Form 4 Insider Report for NLIGHT, INC. (LASR)

Role
President and CEO, Director
Signature
/s/ Julie Dimmick, as attorney-in-fact
Stock symbol
LASR
Transactions as of
Dec 23, 2024
Transactions value $
-$248,640
Form type
4
Date filed
12/26/2024, 04:21 PM
Previous filing
Dec 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LASR Common Stock Options Exercise $11.3K +15K +1.12% $0.75 1.36M Dec 23, 2024 Direct F1
transaction LASR Common Stock Sale -$149K -15K -1.11% $9.95 1.34M Dec 23, 2024 Direct F1, F2, F3
transaction LASR Common Stock Options Exercise $9.01K +12K +0.9% $0.75 1.35M Dec 24, 2024 Direct F1
transaction LASR Common Stock Sale -$120K -12K -0.89% $9.96 1.34M Dec 24, 2024 Direct F1, F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LASR Stock Option (Right to Buy) Options Exercise $0 0 0% $0.00 12K Dec 23, 2024 Common Stock 15K $0.75 Direct F5
transaction LASR Stock Option (Right to Buy) Options Exercise $0 0 $0.00 0 Dec 24, 2024 Common Stock 12K $0.75 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Includes common stock owned and unvested restricted stock awards and units.
F2 The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/12/2024.
F3 The reported transaction involves sale transactions from $9.89 to $10.14 per share. The weighted average price per share was $9.95. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F4 The reported transaction involves sale transactions from $9.79 to $10.03 per share. The weighted average price per share was $9.96. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F5 This grant became fully vested and exercisable on February 26, 2016