Scott H. Keeney - 12 Dec 2024 Form 4 Insider Report for NLIGHT, INC. (LASR)

Role
President and CEO, Director
Signature
/s/ Julie Dimmick, as attorney-in-fact
Issuer symbol
LASR
Transactions as of
12 Dec 2024
Net transactions value
-$278,762
Form type
4
Filing time
16 Dec 2024, 19:41:25 UTC
Previous filing
04 Dec 2024
Next filing
26 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LASR Common Stock Options Exercise $11,250 +15,000 +1.1% $0.7500 1,355,146 12 Dec 2024 Direct F1
transaction LASR Common Stock Sale $167,850 -15,000 -1.1% $11.19 1,340,146 12 Dec 2024 Direct F1, F2, F3
transaction LASR Common Stock Options Exercise $9,009 +12,012 +0.9% $0.7500 1,352,158 13 Dec 2024 Direct F1
transaction LASR Common Stock Sale $131,171 -12,012 -0.89% $10.92 1,340,146 13 Dec 2024 Direct F1, F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LASR Stock Option (Right to Buy) Options Exercise $0 0 0% $0.000000 39,025 12 Dec 2024 Common Stock 15,000 $0.7500 Direct F5
transaction LASR Stock Option (Right to Buy) Options Exercise $0 0 0% $0.000000 27,013 13 Dec 2024 Common Stock 12,012 $0.7500 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Includes common stock owned and unvested restricted stock awards and units.
F2 The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/12/2024.
F3 The reported transaction involves sale transactions from $11.09 to $11.30 per share. The weighted average price per share was $11.19. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F4 The reported transaction involves sale transactions from $10.75 to $11.25 per share. The weighted average price per share was $10.92. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F5 This grant became fully vested and exercisable on February 26, 2016