SUSAN CROWN - 01 Jul 2023 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
Director
Signature
/s/ Susan Crown
Issuer symbol
NTRS
Transactions as of
01 Jul 2023
Net transactions value
+$7,326
Form type
4
Filing time
05 Jul 2023, 15:16:41 UTC
Previous filing
08 May 2023
Next filing
02 Oct 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Units Award $7,326 +99 +0.3% $74.14 32,789 01 Jul 2023 Direct F1
holding NTRS Common Stock 18,400 01 Jul 2023 Direct
holding NTRS Common Stock 4,000 01 Jul 2023 See ftn. F2
holding NTRS Common Stock 339,696 01 Jul 2023 See ftn. F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.
F2 Owned by various trusts of which the children of the Reporting Person are the beneficiaries.
F3 Owned by a limited liability company, HCNI II LLC, of which trusts for the benefit of the Reporting Person and the children of the Reporting Person are members.

Remarks:

The Reporting Person disclaims beneficial ownership of the shares described in Footnotes 2 and 3, except to the extent of her beneficial ownership in the trusts and entity that own such shares.