Susan Crown - Apr 1, 2023 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
Director
Signature
/s/ Susan Crown
Stock symbol
NTRS
Transactions as of
Apr 1, 2023
Transactions value $
$6,228
Form type
4
Date filed
4/4/2023, 03:26 PM
Previous filing
Jan 4, 2023
Next filing
Apr 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Units Award $6.23K +70.7 +0.23% $88.13 30.8K Apr 1, 2023 Direct F1
holding NTRS Common Stock 18.4K Apr 1, 2023 Direct
holding NTRS Common Stock 4K Apr 1, 2023 See ftn. F2
holding NTRS Common Stock 340K Apr 1, 2023 See ftn. F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.
F2 Owned by various trusts of which the children of the Reporting Person are the beneficiaries.
F3 Owned by a limited liability company, HCNI II LLC, of which trusts for the benefit of the Reporting Person and the children of the Reporting Person are members.

Remarks:

The Reporting Person disclaims beneficial ownership of the shares described in Footnotes 2 and 3, except to the extent of her beneficial ownership in the trusts and entity that own such shares.