Susan Crown - Apr 26, 2022 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
Director
Signature
/s/ Susan Crown
Stock symbol
NTRS
Transactions as of
Apr 26, 2022
Transactions value $
$144,950
Form type
4
Date filed
4/28/2022, 07:51 PM
Previous filing
Apr 4, 2022
Next filing
May 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Units Award $145K +1.34K +4.6% $107.93 30.5K Apr 26, 2022 Direct F1
holding NTRS Common Stock 18.4K Apr 26, 2022 Direct
holding NTRS Common Stock 4K Apr 26, 2022 See ftn. F2
holding NTRS Common Stock 340K Apr 26, 2022 See ftn. F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.
F2 Owned by various trusts of which the children of the Reporting Person are the beneficiaries.
F3 Owned by a limited liability company, HCNI II LLC, of which trusts for the benefit of the Reporting Person and the children of the Reporting Person are members.

Remarks:

The Reporting Person disclaims beneficial ownership of the shares described in Footnotes 2 and 3, except to the extent of her beneficial ownership in the trusts and entity that own such shares.