Susan Crown - 26 Apr 2022 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
Director
Signature
/s/ Susan Crown
Issuer symbol
NTRS
Transactions as of
26 Apr 2022
Net transactions value
+$144,950
Form type
4
Filing time
28 Apr 2022, 19:51:59 UTC
Previous filing
04 Apr 2022
Next filing
10 May 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Units Award $144,950 +1,343 +4.6% $107.93 30,515 26 Apr 2022 Direct F1
holding NTRS Common Stock 18,400 26 Apr 2022 Direct
holding NTRS Common Stock 4,000 26 Apr 2022 See ftn. F2
holding NTRS Common Stock 339,696 26 Apr 2022 See ftn. F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.
F2 Owned by various trusts of which the children of the Reporting Person are the beneficiaries.
F3 Owned by a limited liability company, HCNI II LLC, of which trusts for the benefit of the Reporting Person and the children of the Reporting Person are members.

Remarks:

The Reporting Person disclaims beneficial ownership of the shares described in Footnotes 2 and 3, except to the extent of her beneficial ownership in the trusts and entity that own such shares.