Michael S. Dell - 24 Jun 2021 Form 4 Insider Report for Dell Technologies Inc. (DELL)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Robert Potts, Attorney-in-Fact
Issuer symbol
DELL
Transactions as of
24 Jun 2021
Net transactions value
-$234,589,086
Form type
4
Filing time
28 Jun 2021, 20:37:46 UTC
Previous filing
22 Jun 2021
Next filing
01 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DELL Class C Common Stock Options Exercise $0 +70,904 +1.2% $0.000000 6,022,159 24 Jun 2021 Direct
transaction DELL Class C Common Stock Sale $7,057,784 -70,904 -1.2% $99.54 5,951,255 24 Jun 2021 Direct F1
transaction DELL Class C Common Stock Options Exercise $0 +1,316,156 +22% $0.000000 7,267,411 25 Jun 2021 Direct
transaction DELL Class C Common Stock Sale $131,036,491 -1,316,156 -18% $99.56 5,951,255 25 Jun 2021 Direct F2
transaction DELL Class C Common Stock Options Exercise $0 +966,785 +16% $0.000000 6,918,040 28 Jun 2021 Direct
transaction DELL Class C Common Stock Sale $96,494,811 -966,785 -14% $99.81 5,951,255 28 Jun 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DELL Class A Common Stock Options Exercise $0 -70,904 -0.02% $0.000000 350,126,348 24 Jun 2021 Class C Common Stock 70,904 $0.000000 Direct F4
transaction DELL Class A Common Stock Options Exercise $0 -1,316,156 -0.38% $0.000000 348,810,192 25 Jun 2021 Class C Common Stock 1,316,156 $0.000000 Direct F4
transaction DELL Class A Common Stock Options Exercise $0 -966,785 -0.28% $0.000000 347,843,407 28 Jun 2021 Class C Common Stock 966,785 $0.000000 Direct F4
holding DELL Class A Common Stock 32,591,828 24 Jun 2021 Class C Common Stock 32,591,828 $0.000000 By Susan Lieberman Dell Separate Property Trust F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 represents a weighted average sales price of $99.542. These shares were sold in multiple transactions at prices ranging from $99.50 to $100.00, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 1, 2 and 3.
F2 The price reported in Column 4 represents a weighted average sales price of $99.559. These shares were sold in multiple transactions at prices ranging from $99.50 to $99.80, inclusive.
F3 The price reported in Column 4 represents a weighted average sales price of $99.809. These shares were sold in multiple transactions at prices ranging from $99.50 to $100.20, inclusive.
F4 Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.
F5 The reporting person disclaims beneficial ownership of these securities for purposes of Rule 16a-1(a)(1) and (2) under the Securities Exchange Act of 1934, and neither the filing of this statement nor anything herein shall be deemed an admission that he is, for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose, the beneficial owner of the securities.