Michael S. Dell - Jun 17, 2021 Form 4 Insider Report for Dell Technologies Inc. (DELL)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Robert Potts, Attorney-in-Fact
Stock symbol
DELL
Transactions as of
Jun 17, 2021
Transactions value $
-$63,989,273
Form type
4
Date filed
6/22/2021, 08:10 PM
Next filing
Jun 28, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DELL Class C Common Stock Options Exercise $0 +322K +5.42% $0.00 6.27M Jun 17, 2021 Direct
transaction DELL Class C Common Stock Sale -$23.7M -236K -3.77% $100.48 6.04M Jun 17, 2021 Direct F1
transaction DELL Class C Common Stock Sale -$2.5M -24.7K -0.41% $101.34 6.01M Jun 17, 2021 Direct F2
transaction DELL Class C Common Stock Sale -$6.3M -61.5K -1.02% $102.45 5.95M Jun 17, 2021 Direct F3
transaction DELL Class C Common Stock Options Exercise $0 +311K +5.22% $0.00 6.26M Jun 21, 2021 Direct
transaction DELL Class C Common Stock Sale -$31.1M -311K -4.96% $100.03 5.95M Jun 21, 2021 Direct F4
transaction DELL Class C Common Stock Options Exercise $0 +3.68K +0.06% $0.00 5.95M Jun 22, 2021 Direct
transaction DELL Class C Common Stock Sale -$368K -3.68K -0.06% $100.00 5.95M Jun 22, 2021 Direct F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DELL Class A Common Stock Options Exercise $0 -322K -0.09% $0.00 351M Jun 17, 2021 Class C Common Stock 322K $0.00 Direct F6
transaction DELL Class A Common Stock Options Exercise $0 -311K -0.09% $0.00 350M Jun 21, 2021 Class C Common Stock 311K $0.00 Direct F6
transaction DELL Class A Common Stock Options Exercise $0 -3.68K 0% $0.00 350M Jun 22, 2021 Class C Common Stock 3.68K $0.00 Direct F6
holding DELL Class A Common Stock 32.8M Jun 17, 2021 Class C Common Stock 32.8M $0.00 By Susan Lieberman Dell Separate Property Trust F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 represents a weighted average sales price of $100.477. These shares were sold in multiple transactions at prices ranging from $100.05 to $100.62, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 1, 2, 3 and 4.
F2 The price reported in Column 4 represents a weighted average sales price of $101.336. These shares were sold in multiple transactions at prices ranging from $101.25 to $102.15, inclusive.
F3 The price reported in Column 4 represents a weighted average sales price of $102.452. These shares were sold in multiple transactions at prices ranging from $102.35 to $102.75, inclusive.
F4 The price reported in Column 4 represents a weighted average sales price of $100.031. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.13, inclusive.
F5 Represents multiple sales transactions effected at the price of $100.00.
F6 Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.
F7 The reporting person disclaims beneficial ownership of these securities for purposes of Rule 16a-1(a)(1) and (2) under the Securities Exchange Act of 1934, and neither the filing of this statement nor anything herein shall be deemed an admission that he is, for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose, the beneficial owner of the securities.