Rodney Michael Shurman - 02 Mar 2026 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Group President
Signature
/s/ Nicole Puza, POA for Rodney Shurman
Issuer symbol
CAT
Transactions as of
02 Mar 2026
Net transactions value
$0
Form type
4
Filing time
04 Mar 2026, 18:19:02 UTC
Previous filing
24 Feb 2026
Next filing
06 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Shurman Rodney Michael Group President 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING /s/ Nicole Puza, POA for Rodney Shurman 04 Mar 2026 0002110101

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award +1,320 +91% $0.000000* 2,763 02 Mar 2026 Direct
transaction CAT Common Stock Tax liability -100 -3.6% $719.13* 2,663 03 Mar 2026 Direct F1
holding CAT Common Stock 6,745 02 Mar 2026 Held by 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CAT Employee Stock options Award +3,681 $0.000000* 3,681 02 Mar 2026 Common Stock 3,681 $752.18 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025.
F2 The information in this report is based on a 401(k) plan statement as of February 28, 2026.
F3 The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.