| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Reisenauer Mark L | CEO, Director | ASSERTIO HOLDINGS, INC., 100 SOUTH SANDERS ROAD, SUITE 300, LAKE FORREST | /s/ Sam Schlessinger, Attorney-in-Fact for Mark L. Reisenauer | 03 Mar 2026 | 0001413481 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ASRT | Stock Option (right to buy) | Award | $0 | +26,667 | $0.000000 | 26,667 | 02 Mar 2026 | Common Stock | 26,667 | $11.77 | Direct | F1, F2, F3 |
| Id | Content |
|---|---|
| F1 | On December 26, 2025, the Issuer effected a 1-for-15 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. |
| F2 | One-third of these stock options are scheduled to vest on each of the first three anniversaries of the grant date, assuming continued employment through the applicable vesting date. |
| F3 | The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities. |