Mark L. Reisenauer - 13 Nov 2025 Form 4 Insider Report for Assertio Holdings, Inc. (ASRT)

Signature
/s/ Sam Schlessinger, Attorney-in-fact for Mark L. Reisenauer
Issuer symbol
ASRT
Transactions as of
13 Nov 2025
Net transactions value
$0
Form type
4
Filing time
14 Nov 2025, 18:00:11 UTC
Previous filing
03 Jan 2025
Next filing
03 Mar 2026

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Reisenauer Mark L CEO, Director ASSERTIO HOLDINGS, INC., 100 SOUTH SAUNDERS ROAD, SUITE 300, LAKE FOREST /s/ Sam Schlessinger, Attorney-in-fact for Mark L. Reisenauer 14 Nov 2025 0001413481

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASRT Restricted Stock Units Award $0 +500,000 $0.000000 500,000 13 Nov 2025 Common Stock 500,000 $0.000000 Direct F1, F2, F3
transaction ASRT Stock Option (Right to Buy) Award $0 +1,000,000 $0.000000 1,000,000 13 Nov 2025 Common Stock 1,000,000 $0.8248 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock.
F2 One-third of these restricted stock units and stock options are scheduled to vest on each of the first three anniversaries of the grant date, assuming continued employment through the applicable vesting date.
F3 The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.