| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| De Lange Bob | Group President | 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING | /s/ Nicole Puza, POA for Bob De Lange | 13 Feb 2026 | 0001694342 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CAT | Common Stock | Options Exercise | $1,914,000 | +15,000 | +18% | $127.60 | 99,997 | 11 Feb 2026 | Direct | |
| transaction | CAT | Common Stock | Tax liability | $1,913,727 | -2,493 | -2.5% | $767.64 | 97,504 | 11 Feb 2026 | Direct | |
| transaction | CAT | Common Stock | Sale | $9,593,870 | -12,507 | -13% | $767.08 | 84,997 | 11 Feb 2026 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CAT | Employee Stock Options | Options Exercise | $1,914,000 | -15,000 | -21% | $127.60 | 56,210 | 11 Feb 2026 | Common Stock | 15,000 | $127.60 | Direct | F2 |
| Id | Content |
|---|---|
| F1 | This transaction was executed in multiple trades at prices ranging from $766.95 to $767.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F2 | The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 2, 2020 and vest equally in 1/3 increments in the first, second and third anniversaries of the grant date. |