Jason Kaiser - 12 Feb 2026 Form 4 Insider Report for CATERPILLAR INC (CAT)

Signature
/s/ Nicole Puza, POA for Jason Kaiser
Issuer symbol
CAT
Transactions as of
12 Feb 2026
Net transactions value
-$1,312,623
Form type
4
Filing time
13 Feb 2026, 15:13:25 UTC
Previous filing
12 Feb 2026
Next filing
04 Mar 2026

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Kaiser Jason Group President 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING /s/ Nicole Puza, POA for Jason Kaiser 13 Feb 2026 0002005183

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Sale $1,312,623 -1,690 -16% $776.70 8,661 12 Feb 2026 Direct
holding CAT Common Stock 368 12 Feb 2026 Held by 401(k) plan F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The information in this report is based on a 401(k) plan statement dated as of January 31, 2026.