Joseph E. Creed - 10 Feb 2026 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Chief Executive Officer
Signature
/s/ Nicole Puza, POA for Joseph Creed
Issuer symbol
CAT
Transactions as of
10 Feb 2026
Net transactions value
-$2,507,098
Form type
4
Filing time
12 Feb 2026, 19:55:47 UTC
Previous filing
29 Dec 2025
Next filing
04 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Creed Joseph E Chief Executive Officer 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING /s/ Nicole Puza, POA for Joseph Creed 12 Feb 2026 0001739859

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +9,055 +32% $0.000000 37,346 10 Feb 2026 Direct F2
transaction CAT Common Stock Tax liability $2,507,098 -3,366 -9% $744.83 33,980 10 Feb 2026 Direct F1
holding CAT Common Stock 11,758 10 Feb 2026 Held by 401(k) Plan F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 6, 2023.
F2 Includes adjustments for dividends accrued.
F3 The information in this report is based on a 401(k) plan statement dated as of January 31, 2026.