William E. Schaupp - 10 Feb 2026 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Chief Accounting Officer
Signature
/s/ Nicole Puza, POA for William Schaupp
Issuer symbol
CAT
Transactions as of
10 Feb 2026
Net transactions value
-$122,897
Form type
4
Filing time
12 Feb 2026, 19:48:24 UTC
Previous filing
06 Nov 2025
Next filing
18 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Schaupp William E Chief Accounting Officer 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING /s/ Nicole Puza, POA for William Schaupp 12 Feb 2026 0001739758

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +638 +48% $0.000000 1,962 10 Feb 2026 Direct F2
transaction CAT Common Stock Tax liability $122,897 -165 -8.4% $744.83 1,796 10 Feb 2026 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 6, 2023.
F2 Includes adjustment for dividends accrued.