Key facts
- This page summarizes William E. Schaupp's Form 4 filing for CATERPILLAR INC (CAT).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 12 Feb 2026, 19:48.
William E. Schaupp - 10 Feb 2026 Form 4 Insider Report for CATERPILLAR INC (CAT)
- Reporting relationship
- Chief Accounting Officer
- Issuer ticker
- CAT
- Reported as of
- 10 Feb 2026
- Net transaction value
- -$122,897
- SEC form
- 4
- Accepted by SEC
- 12 Feb 2026, 19:48:24 UTC
- Prior SEC filing
- 06 Nov 2025
- Next SEC filing
- 18 Feb 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Nicole Puza, POA for William Schaupp
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
William E. Schaupp filed Form 4 for CATERPILLAR INC (CAT) on 12 Feb 2026.
Change
- Previous filing in this sequence was filed on 06 Nov 2025.
- Current net transaction value: -$122,897.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001739758
Primary reporting owner
Schaupp William E
- Relationship
- Chief Accounting Officer
- Address
- 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING
- Signature
- /s/ Nicole Puza, POA for William Schaupp
- Signature date
- 12 Feb 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CAT
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +638
- Change %
- +48%
- Price
- $0.000000
- Shares after
- 1,962
- Date
- 10 Feb 2026
- Ownership
- Direct
- Footnotes
- F2
CAT
transaction
Common Stock
Tax liability
- Transaction value
- $122,897
- Shares
- -165
- Change %
- -8.4%
- Price
- $744.83
- Shares after
- 1,796
- Date
- 10 Feb 2026
- Ownership
- Direct
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 6, 2023.
Footnote F2
Includes adjustment for dividends accrued.