Bob de Lange - 04 Feb 2026 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role: Group President
Signature: /s/ Nicole Puza, POA for Bob De Lange
Issuer symbol: CAT
Transactions as of: 04 Feb 2026
Net transactions value: -$14,095,688
Form type: 4
Filing time: 05 Feb 2026, 15:07:47 UTC
Previous filing: 03 Feb 2026
Next filing: 09 Feb 2026
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
De Lange Bob	Group President	5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING	/s/ Nicole Puza, POA for Bob De Lange	05 Feb 2026	0001694342

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CAT	Common Stock	Options Exercise	$2,767,000	+20,000	+25%	$138.35	99,953	04 Feb 2026	Direct
transaction	CAT	Common Stock	Tax liability	$2,766,877	-3,930	-3.9%	$704.04	96,023	04 Feb 2026	Direct
transaction	CAT	Common Stock	Sale	$6,496,866	-9,223	-9.6%	$704.42	86,800	04 Feb 2026	Direct	F1
transaction	CAT	Common Stock	Sale	$4,810,757	-6,817	-7.9%	$705.70	79,983	04 Feb 2026	Direct	F2
transaction	CAT	Common Stock	Sale	$21,188	-30	-0.04%	$706.28	79,953	04 Feb 2026	Direct	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CAT	Employee Stock Options	Options Exercise	$2,767,000	-20,000	-42%	$138.35	28,034	04 Feb 2026	Common Stock	20,000	$138.35	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction was executed in multiple trades at prices ranging from $704.22 to $705.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2	This transaction was executed in multiple trades at prices ranging from $705.26 to $706.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3	This transaction was executed in a trade at a price of $706.28. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4	The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 4, 2019 and vest equally in 1/3 increments in the first, second and third anniversaries of the grant date.